listen

November 20, 2018

Wishing you a happy and festive holiday with family and friends! We will return next week with another episode of Compliance Insiders.

All the best,

Roger

November 13, 2018

Jeremy Potter and I discuss marketing to millennials and the challenges faced with consistently projecting an authentic image without coming off as cheesy. Listen in as we discuss ideas that allow lenders to reach this growing market while potentially scoring points with regulators.

November 5, 2018

Burton Embry and I tackle the issue of what additional risks mortgage lenders are taking on to remain competitive, specifically risks that may potentially violate the LO Comp rule. Listen in as Burt and I explore the issue and what may be permissible.

October 30, 2018

Social media monitoring of your loan originators is a hot topic right now filled with risks and challenges for the lender. What happens when your top-producing LO is found to have made statements on her Facebook page that could ultimately result in litigation or a UDAAP claim by a regulator? Listen in as Carmella and I discuss what you should be thinking about.

February 20, 2018

Let's face it...compliance risk management isn't sexy (even by compliance geek standards), but it has a tremendous impact on your company's bottom line. Technology issues, training and constantly changing laws mean there's always a technical violation waiting to happen, but we don't always have the staffing we need. Listen as Ray and I discuss the mortgage general counsel's view of what effective compliance risk management looks like when you're faced with difficult decisions that happen every day. We tackle real-world examples and show you effective ways to deal with them.

Please reload

Contact

roger@fendelmanconsulting.com

636.399.0169

 

The information contained herein is opinion only and is not, nor should it be construed as, legal advice. No attorney-client relationship exists. This is not attorney advertising and is not a solicitation for legal services.

© 2017 Roger Fendelman. All rights reserved. "Bridging the Gap Between Compliance and Technology" and "Compliance Insiders" are service marks of Roger Fendelman.